Regulatory Examination 5 (RE 5) or in progress with DOFA FAIS Credits or in progress with DOFA Class of Business DOFA refers to the date of first appointment, and FAIS stands for the Financial Advisory and Intermediary
Regulatory Examination 5 (RE 5) or in progress with DOFA FAIS Credits or in progress with DOFA Class of Business DOFA refers to the date of first appointment, and FAIS stands for the Financial Advisory and Intermediary
tasks in the financial services sector (for example FAIS and FICA). Duties will include: Assisting with compliance
tasks in the financial services sector (for example FAIS and FICA). Duties will include: Assisting with compliance
in an inbound or outbound call centre environment FAIS Requirements: This role requires the incumbent to
skilled Compliance Monitoring Analyst with a focus on FAIS, Banks Act, Data Privacy and Garnishee orders. Job
skilled Compliance Monitoring Analyst with a focus on FAIS, Banks Act, Data Privacy and Garnishee orders. Job
Assessor or Insurance Loss Adjustor or similar role Fais accredited Process Accountable for the execution
Assessor or Insurance Loss Adjustor or similar role Fais accredited Process Accountable for the execution