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Qualifications: Matric Certificate FAIS Compliance in terms of DOFA date RE5 150 FAIS Credits Skills: Strong understanding
Qualifications: Matric Certificate FAIS Compliance in terms of DOFA date RE5 150 FAIS Credits Skills: Strong understanding
CFA, or MCom are advantageous. Accreditations: FAIS Accreditation / RE 5 (not working under supervision) manage complex board relationships. FAIS Experience: Appropriate FAIS category experience, operating independently
advantageous.
financial services provider environment (required). FAIS Approved Category I and II Compliance Officer (required) requirements, implementation and application of FAIS, FICA, TCF, PoPIA. Knowledge and understanding of
financial services provider environment (required). FAIS Approved Category I and II Compliance Officer (required) requirements, implementation and application of FAIS, FICA, TCF, PoPIA. Knowledge and understanding of
West, Sasfin and Investec Bank)
NQF4 or higher.
Proficiency in MS Word and Excel. Grade 12 or equivalent. FAIS compliance – 120 credits on NQF level 5 Commercial