compliance function, particularly the Pension Funds Act, FAIS Act, the Long-term Insurance Act as well as the
Compliance centric. Oversee and manage compliance with FAIS, FICA, POPIA and other relevant legislation across
compliance function, particularly the Pension Funds Act, FAIS Act, the Long-term Insurance Act as well as the
(strongly preferred) / Certified Financial Planner (CFP) FAIS Compliant. Proven experience as a Wealth and Investment
experience in deposit related products preferred; FAIS-RE5; Personal skills to include good communication
experience in deposit related products preferred; FAIS-RE5; Personal skills to include good communication
(strongly preferred) / Certified Financial Planner (CFP) FAIS Compliant. Proven experience as a Wealth and Investment
AML/CFT and Sanctions, POPIA/GDPR, Conduct (incl. FAIS, TCF), Conflicts of Interest, Banks Act, FATCA/CRS
AML/CFT and Sanctions, POPIA/GDPR, Conduct (incl. FAIS, TCF), Conflicts of Interest, Banks Act, FATCA/CRS
be an advantage. Should be prepared to become a FAIS Key Individual and Representative and write the