Attained registered Persons Exam or working towards it FAIS RE5 - Regulatory requirements for the jurisdiction
Attained registered Persons Exam or working towards it FAIS RE5 - Regulatory requirements for the jurisdiction
knowledge of regulatory requirements e.g., FICA, FAIS, TCF, POPIA Strong analytical skills Ability to
knowledge of regulatory requirements e.g., FICA, FAIS, TCF, POPIA Strong analytical skills Ability to
ensuring documentation is completed as required by the FAIS Act, FICA
ensuring documentation is completed as required by the FAIS Act, FICAAct and relevant legislation; Obtaining
ensuring documentation is completed as required by the FAIS Act, FICAAct and relevant legislation; Obtaining
Self-Development
AML/CFT and Sanctions, POPIA/GDPR, Conduct (incl. FAIS, TCF), Conflicts of Interest, Banks Act, FATCA/CRS
AML/CFT and Sanctions, POPIA/GDPR, Conduct (incl. FAIS, TCF), Conflicts of Interest, Banks Act, FATCA/CRS