financial services provider environment (required). FAIS Approved Category I and II Compliance Officer (required) requirements, implementation and application of FAIS, FICA, TCF, PoPIA. Knowledge and understanding of
article experience Investments experience is essential FAIS and FICA experience is essential If you are interested
article experience Investments experience is essential FAIS and FICA experience is essential If you are interested
compliance risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management
compliance risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management
Proficiency in MS Word and Excel. Grade 12 or equivalent. FAIS compliance – 120 credits on NQF level 5 Commercial
must have a clear and in-depth understanding of the FAIS Act (especially Cat III) and the Long- Term Insurance
must have a clear and in-depth understanding of the FAIS Act (especially Cat III) and the Long- Term Insurance
Attained registered Persons Exam or working towards it FAIS RE5 - Regulatory requirements for the jurisdiction
Attained registered Persons Exam or working towards it FAIS RE5 - Regulatory requirements for the jurisdiction