Required: CA(SA) with additional accreditation in Risk, Compliance and Governance 8-10 post article years experience
Required: CA(SA) with additional accreditation in Risk, Compliance and Governance 8-10 years post articles experience
Advising on Risk Management issues Assist in drafting policies to comply with compliance and regulatory monitoring of business and regulatory risk Reviewing compliance manuals and adherence to such manuals
Advising on Risk Management issues Assist in drafting policies to comply with compliance and regulatory monitoring of business and regulatory risk Reviewing compliance manuals and adherence to such manuals
ongoing compliance risk management. • Contribute to the creation of a compliance culture and compliance non-compliance, the management of compliance risks, and the state of compliance in the division • Provide advice
ongoing compliance risk management. • Contribute to the creation of a compliance culture and compliance non-compliance, the management of compliance risks, and the state of compliance in the division • Provide advice
EXPERIENCE GROUP CONSOLIDATIONS FINANCIAL RISK MANGMENT/ COMPLIANCE STAFF CONTROL OF 8 EXCO ANNUAL REPORTING
the organisation. Risk: Track organisation risk and compliance and monitor for acceptable levels. Liaise compliance on risk items. Maintain risk registers and legislation compliance. Prepare quarterly report for
management of compliance risk in the business areas by ensuring compliance with the Compliance Framework
where necessary Leading and executing a risk-based AML compliance program to ensure ongoing compliance with Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address Clients Fairly, Risk Management Policy Complaints management Establish a culture of compliance by training