Excellent opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification certification 3 – 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of
Vacancy Alert!!!
Finance & Compliance Manager
Midrand
This company in in Midrand is looking for a Finance & Compliance Manager to join their team
Requirements
• analysis, budgeting, forecasting and compliance.
• High level understanding of accounting regulations
Johannesburg is searching for a Compliance Officer Cat II. Maintain a compliance framework in collaboration stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit queries Maintain the compliance procedures and manuals Conduct and report on compliance audits at Adviser registered and FSCA Compliance Officer In the possession of all appropriate SAIFM Compliance certification
The Compliance Officer will be responsible for the groups day-to-day compliance with relevant legislations
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Completed BCom with 2-3 years relevant compliance experience as follows:
The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible responsible for Risk & Compliance management
Key responsibilities include:
Assist implementing of systems and controls to ensure compliance with all relevant legislation and regulations company
Develop, complete and maintain Compliance Risk Management Plans (CRMPs) to respond to regulatory regulatory changes and to address shortfalls in compliance.
Advise and assist staff and clients proactively
Purpose of the Job: The Compliance Officer will report to the Landscaping Specialist. The primary responsibility responsibility of the Compliance Officer is to ensure that Landscaping Personnel are in full compliance with standard efficiencies are constantly maintained at the highest level KEY RESPONSIBILITIES: •Enforce the Company's Disciplinary •Ensure that landscaping Personnel are in full compliance with standard Company Policies / Procedures /regulations/HSHEQ
Develop, initiate, and maintain an effective Compliance Management strategy aimed to prevent illegal operations, customer support etc, to direct compliance issues to appropriate existing channels for investigation Management Team through the ongoing monitoring of the compliance issues/ programmes, relating activities on continuous and forecasts specific to the operations of the compliance function based on the business strategy and client's and report on the financial performance of the compliance function/ department budgeted targets Institute
looking for a dynamic, professional and pro-active legal bookkeeper. The head office is based in Rivonia experience in the same or similar role within a legal firm Must have Ghost Practice experience Must be
Must be familiar with Ghost Practice or a similar system and is comfortable doing invoices on the system
At least 3 years experience
Primarily a typist role (must be a quick typist)
Excellent opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification certification 3 – 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of