Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business unit:
CORE PURPOSE OF THE JOB To accurately check, verify and update customers on an ongoing basis in terms of regulations taking into consideration FICA and on boarding requirements as required by the Bank's documented policies and procedures. To provide excellent service to Branches and Customers. MAIN
Additional duties will include assisting the HR Officer from time to time, so a related qualification and
The implementation team is responsible for ensuring that all clients are invested in line with its respective model portfolio taking any client specific requirements (mandate, applicable legislation) into consideration and liquidity of each portfolio. Actively monitoring markets and instruments to e
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business unit:
the regional offices concern and with other directorate within the department – Attend regional loss Conduct investigations for cases at head office & Regional Offices – Execute various admin functions e
Investment Associate to join their KwaZulu-Natal Regional Office. This role is crucial in performing eligibility post-investment due diligence and monitoring of the regional investment portfolio. Responsibilies: Perform on applications and make recommendations to the Regional Manager regarding the way forward. Build networks diligence and monitoring of all investments in the regional office portfolio. Conduct due diligence on applications
Positions are available across the Company's various regions South Africa. Successful candidates can therefore respective region. You will be responsible for the financial operations management for the region, managing insights and recommendations, in order to reach regional organizational goals and objectives. BCom Degree to Senior Managers Must be willing to travel regionally at least once per month. R450 000 - R550 000
Leader, you will oversee a team of compliance officers and ensure that the team follows our company standards Leader will work closely with the Chief Operation Officer and the Compliance Specialist team. 20-30% of time activities. 70-80% spent in the role of a Compliance Officer Manage and support our clients with compliance compliance and regulatory requirements Supporting regional compliance heads on the monitoring of business
Leader, you will oversee a team of compliance officers and ensure that the team follows our company standards Leader will work closely with the Chief Operation Officer and the Compliance Specialist team. 20-30% of time activities. 70-80% spent in the role of a Compliance Officer Manage and support our clients with compliance compliance and regulatory requirements Supporting regional compliance heads on the monitoring of business