Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
assessments which establish the effectiveness of compliance and programs in accordance with established standards
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance
Responsibilities:
completed Accounting or Auditing articles to join the Compliance and Risk Team at my client, based in the Southern
key responsibilities will include:
Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
understanding of the compliance role within the business. The temporary Compliance Officer will report to the Testing
Complete testing as per the compliance monitoring programme
Log findings
Completing and reflect Company values
Monitoring the Compliance and Sanctions inboxes
Updating of registers
problem solving
Practical experience with MS Office and an ability to adapt to bespoke systems
A
and to drive quality assurance and compliance adherence in the offices (long- and short-term assurance, you Duties and Responsibilities: • Maintain a compliance framework in collaboration with the relevant stakeholders • Identify potential compliance breaches and investigate compliance irregularities or areas of individual / representative register • Ensure compliance records are up to date • Review and resolve Fit queries • Maintain the compliance procedures and manuals • Conduct and report on compliance audits at financial
assessments which establish the effectiveness of compliance and programs in accordance with established standards
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk risk and compliance policies and procedures for the advisory, fiduciary and consulting operations. The risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business
Moore Stellenbosch is excited to offer a tax compliance officer opportunity within our esteemed auditing Experience: Three years of work experience in the tax/compliance environment. Minimum level of Education/ Qualifications