Llb Fais Risk Compliance Jobs in South Africa
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Risk And Compliance Officer
Cape Town City Centre
R20 000
share this job on whatsappRisk And Compliance Manager Stellenbosch
Exceed Human Resource ConsultantsStellenbosch
The Risk and Compliance Managers will introduce standards, methodology and best practises relevant to operational, strategic, social, environmental, governance risks to the organisation. Develop and maintain country corporate risk register and develop and maintain park/department specific risk registers. Develop risk mitigation policies and procedures. Risk Awareness and Training Risk Verification and Compliance within the organisation Create risk and compliance awareness by reporting on Environmental, Social and Governance risk Environmental
Risk & Compliance - Insurance
Johannesburg
R650k-R800k insurance clients with the ability to participate in the risk and benefits related to their individual insurance
The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible responsible for Risk & Compliance management
Key responsibilities include:
Assist implementing of systems and controls to ensure compliance with all relevant legislation and regulations company
Develop, complete and maintain Compliance Risk Management Plans (CRMPs) to respond to regulatory
Investment Risk And Compliance Associate Market-related NEW
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you Is this you? You've gained solid experience in compliance and have a passion for regulatory excellence Associate in Risk & Compliance, you'll play a pivotal role in ensuring regulatory compliance across various as the FAIS Compliance Officer for local and foreign FSPs to maintaining risk and compliance policies strategic guidance, and drive initiatives to enhance compliance effectiveness. Every day presents new challenges
Compliance Officer
Ysterplaat
Market related industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical conduct within assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards
Compliance Officer
Network Contracting SolutionsEast Johannesburg
assessments which establish the effectiveness of compliance and programs in accordance with established standards and skills: Completed Degree in Audit, Quality, Risk Management or similar Additional functionals training
Compliance Administrator
Ysterplaat
Market related Wealth industry is seeking a Compliance Administrator to mitigate risk for the company by ensuring that advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and
Responsibilities:
- Compliance review of all NewBusiness and Servicing cases Private Wealth Manager resigns
- Assisting Compliance Manager with complaint investigation and res (advantageous)
- Matric
- RE5
- Compliance related course/qualification
- Computer
Compliance Officer
South Africa
Market related recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term
Responsibilities:
- Maintain a compliance framework in collaboration with the relevant
- Identify potential compliance breaches and investigate compliance irregularities or areas of individual / representative register
- Ensure compliance records are up to date
- Review and resolve
Compliance Officer
Cape Town City Centre
Market related seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans
Compliance Manager
Network FinanceNorth Johannesburg
Are you and experienced and established Senior Compliance professional with exposure to international regulations regulations and a solid track record in managing compliance frameworks and programs? My client, a multinational qualified and experienced Compliance Manager to join their ever-growing Compliance Department. The successful individual who has advanced experience leading compliance programmes in South Africa and the rest of Africa initiated compliance engagements and programmes and has experience with ethics and compliance risks. Duties:
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