Excellent opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification certification 3 – 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of
Johannesburg is searching for a Compliance Officer Cat II. Maintain a compliance framework in collaboration stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit the compliance procedures and manuals Conduct and report on compliance audits at Adviser offices. Relevant registered and FSCA Compliance Officer In the possession of all appropriate SAIFM Compliance certification
Purpose of the Job: The Compliance Officer will report to the Landscaping Specialist. The primary responsibility responsibility of the Compliance Officer is to ensure that Landscaping Personnel are in full compliance with standard •Ensure that landscaping Personnel are in full compliance with standard Company Policies / Procedures /regulations/HSHEQ
Title:
Tax Compliance Officer
Microsoft Office and/or Open Office and/or Lotus
Tax Planner
Professional
ong> Compliance Officer Team Leader
Location: Claremont offices, Cape
/>Are you a detail-oriented Compliance Officer professional ready to progress into a
leadership position? Or are you a Compliance Officer Team Leader ready to take on a new
new team? Our client is seeking a Compliance Officer Team Leader to join their amazing
Responsibilities:
You will liaise regularly with external compliance officers, manage regulated representatives, assist legislative changes, and provide vital training on compliance-related matters. Identify areas of risk within and monitor that risk Carry out a legislative compliance function, particularly the Pension Funds Act Short Term Insurance Act Liaise with Regulatory Officers, particularly the Financial Services Board Create and compliance manuals to ensure compliance with legislation Maintain a leading-edge compliance framework
Datacentrix is looking for a Compliance Officer to assist with management of compliance risk in the business business areas by ensuring compliance with the Compliance Framework and ensuring that Datacentrix is able to with all regulations and assist the Chief Compliance Officer with all requirements, submissions, awareness design and implementation of controls to mitigate compliance risk. Drafting and submission of correspondence progress of compliance efforts and objectively highlight potential risk areas and/or compliance violations
You will liaise regularly with external compliance officers, manage regulated representatives, assist legislative changes, and provide vital training on compliance-related matters. Identify areas of risk within and monitor that risk Carry out a legislative compliance function, particularly the Pension Funds Act Short Term Insurance Act Liaise with Regulatory Officers, particularly the Financial Services Board Create and compliance manuals to ensure compliance with legislation Maintain a leading-edge compliance framework
companies is on the lookout for a Credit Compliance Officer to join their amazing team ! If you want
companies is on the lookout for a Credit Compliance Officer to join their amazing team If you want to