internal controls, company policies, and regulatory requirements Assist in month-end and year-end closing processes
The Compliance Officer will be responsible for the groups day-to-day compliance with relevant legislations and regulations associated with Asset Management / Wealth Management as well as professional standards, accepted business practices, and internal standards.
Completed BCom with 2-3 y
engagement. Take an active part in all Regulatory Compliance governance. • Assist in filing regulatory reports
engagement. Take an active part in all Regulatory Compliance governance. • Assist in filing regulatory reports
risk management) and external (regulatory) requirements. • Assisting in identifying revenue growth opportunities
and risk management) and external (regulatory)requirements. Assisting in identifying revenue growth opportunities
Reference: JHB000570-AC-1 Leading Asset Manager seeks junior Compliance Officer with Asset Management / Wealth Management compliance experience The Compliance Officer will be responsible for the group's day-to-day compliance with relevant legislations and regulations associated with Asset Management
to meet the group's compliance and regulatory requirements. To assist with ad hoc marketing drives in your
to meet the group's compliance and regulatory requirements. To assist with ad hoc marketing drives in your
Robert Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining the integrity of our client's operations by ensuring adherence to all relevant legislations, regulations, professional standards, accepted business practices, and internal standards. You