cross-functional teams, including wealth management, tax specialists, and legal advisors, to deliver comprehensive
retirement plans. Implement risk management and tax planning strategies. Develop and implement investment
cross-functional teams, including wealth management, tax specialists, and legal advisors, to deliver comprehensive
placed; Generating customer quotes, sales orders and tax invoices; calculate pricing, profit / margin % calculations
placed; Generating customer quotes, sales orders and tax invoices; calculate pricing, profit / margin % calculations
placed; Generating customer quotes, sales orders and tax invoices; calculate pricing, profit / margin % calculations
Must have a minimum of 2 years in a managerial/supervisor role Tourplan proficiency Duties include: Reservations
following up on applications
Ensuring that compliance documentation and Financial Needs Analysis (FNA) further that the Compliance is completed correctly
Ensuring that all Compliance documentation is is loaded for the Internal Compliance
Officer as well that all FNAs are attached to system on a
and prospects are handed over properly to the Compliance Department Follow up on all quotations within agreement Submit all compliance checklists with required documentation to the Compliance Department Ensure positiveor negative to the Operations Manager and Compliance Department Ensure that all daily reports are
servicing and any other requirements; Ensuring that compliance documentation and Financial Needs Analysis (FNA)accompany and further that the Compliance is completed correctly; Ensuring that all Compliance documentation is loaded loaded on X-plan for the Internal Compliance Officer as well that all FNA's are attached to Xplan on a