allocating, and posting transactions Assisting in annual audit by providing auditors with required information
procedures and manuals Conduct and report on compliance audits at Adviser offices Requirements: Relevant qualificatio
procedures and manuals Conduct and report on compliance audits at Adviser offices Requirements: Relevant qualificatio
monthly management reportsand provide reasons for variances. Compile the monthly management reports for Review the journals,reconciliations and OPS management reports compiled by the junior financial accountant Review monthly and weekly payments to suppliers. Manage and liaise with the auditors on the yearly auditfor ad-hoc projects asrequired by the financial manager or Operations department. Requirements: BComfinancial
monthly management reportsand provide reasons for variances. Compile the monthly management reports for Review the journals,reconciliations and OPS management reports compiled by the junior financial accountant Review monthly and weekly payments to suppliers. Manage and liaise with the auditors on the yearly auditfor ad-hoc projects asrequired by the financial manager or Operations department. Requirements: BComfinancial
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
exposures. - Work closely with other teams and managers in other locations to share key initiatives and controls and controls automation. - Provide risk management support and guidance to the project team, business implementation, Risks and Control - Proactive management and participation in the assessment of ethics ethics, compliance and commercial risks - Project management skills see Duties & Responsibilities
young and dynamic SAIPA qualified Account Manager to manage the accounting portfolio and perform outsourced send me your CV today Responsibilities: Build and manage client relationships and ensure compliance Supervise Supervise bookkeeping function Plan and manage all client deliverables i.e. all inter-functional activities VAT recons and related returns Prepare monthly management accounts and annual financial statements Pro-actively
Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)