Assistant Group Fais Compliance Officer Jobs in South Africa - Page 3
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Compliance Officer Country View
Ca Financial Appointments
South Africa
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance and stockbroking). Responsibilities: Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit
share this job on whatsappCompliance Officer Johannesburg
Talent Match ConsultingJohannesburg
Johannesburg is searching for a Compliance Officer Cat II. Maintain a compliance framework in collaboration stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit the compliance procedures and manuals Conduct and report on compliance audits at Adviser offices. Relevant registered and FSCA Compliance Officer In the possession of all appropriate SAIFM Compliance certification
Compliance Officer Midrand
DatacentrixMidrand
Datacentrix is looking for a Compliance Officer to assist with management of compliance risk in the business business areas by ensuring compliance with the Compliance Framework and ensuring that Datacentrix is able to qualification (i.e. SAIPA, SAICA, ACCA, CIA, CISA) Compliance experience in the ICT sector would be beneficial
Compliance Officer Gauteng
Outside CapitalGauteng
in financial services. Join our client as an Assistant Ombud and become an advocate for equitable resolutions Tribunal on reconsideration matters. Represent the office in various professional forums. Requirements: Possess
Compliance Officer Kempton Park
Sisol RecruitmentKempton Park
R 360 000 - 420 000 Annum Audit Management Approved Audit Plan. Audits conducted. Number of findings. Audit schedule. Audit reports. Closed audit. Monthly audit reports. Document Management and Control IQSMS audit report. System user access audit report. Management Reporting Monthly report. Auditing Skills Ability to apply a
Compliance Officer Hyde Park
Excellerate Services LtdSouth Africa
Purpose of the Job: The Compliance Officer will report to the Landscaping Specialist. The primary responsibility responsibility of the Compliance Officer is to ensure that Landscaping Personnel are in full compliance with standard •Ensure that landscaping Personnel are in full compliance with standard Company Policies / Procedures /regulations/HSHEQ and manpower management is of utmost importance. •Assist with training and induction of onsite personnel
Compliance Officer Johannesburg
Dgl HrJohannesburg
Salary: R30k- R35k pm CTC establish the effectiveness of the company's compliance and programs in accordance with established standards
Compliance Assistant Roodepoort NEW
Csg ResourcingRoodepoort
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal processes. Request invoices as required by our SOP. Assist with enquiries and complaints. Attend meetings PowerPoint. 3 – 5 Year General admin experience. FSP, FAIS knowledge (advantageous). Excellent verbal and written
Fsp Compliance Administrator Assistant NEW
Csg ResourcingRoodepoort
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal processes. Request invoices as required by our SOP. Assist with enquiries and complaints. Attend meetings PowerPoint. 3 – 5 Year General admin experience. FSP, FAIS knowledge (advantageous). Excellent verbal and written
Group Chief Financial Officer
HeadhuntersLichtenburg
experienced and business minded Group Chief Financial Officer. This role is an office based role and located in
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