Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual monitoring plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable
based in Johannesburg is searching for a Compliance Officer Cat II. Maintain a compliance framework in and manuals Conduct and report on compliance audits at Adviser offices. Relevant qualification such as equivalent Must be a registered and FSCA Compliance Officer In the possession of all appropriate SAIFM
experienced FINANCIAL CRIME COMPLIANCE OFFICER AML. The Financial Crime Compliance Officer primary purpose is
Please do not contact any of the recruiters directly Should your CV be successful, We will be in contact If you have not received feedback in 2 weeks, please consider your application unsuccessful About the employer: Cargo and freight management Main Purpose: To co-ordinate and conduct audits and as
PE000960-M -1 Our client is seeking a Tax Compliance Officer to join their team. Requirements: Matric
and to drive quality assurance and compliance adherence in the offices (long- and short-term assurance, manuals • Conduct and report on compliance audits at financial Adviser offices Minimum requirements: • Relevant equivalent • Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM
Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : About the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a leadership leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team in experience as a team lead: From R30 000 (Compliance Officer looking to take on some more responsibility
Audit Management Approved Audit Plan. Audits conducted. Number of findings. Audit schedule. Audit reports. Closed audit. Monthly audit reports. Document Management and Control IQSMS audit report. System user access audit report. Management Reporting Monthly report. Auditing Skills Ability to apply a
for a proactive and knowledgeable Legal and Compliance Officer to navigate the intricate legal and regulatory
Compliance Monitoring Officer (JB4498) Woodstock, Cape Town (Office Based) R450 000 - R500 000 CTC per