they are seeking a talented and experienced Compliance Financial Manager to join their dynamic team management position
Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes required o FSP license changes as needed • Compliance monitoring: o Review of client advisory and investment
Currently seeking a Compliance Officer/Quality Auditor for a leading Air Cargo company with ofices based which establish the effectiveness of the cargo compliance and programs in accordance with established standards findings. Manager: Quality, Risk and Security Compliance Officer Perform internal audits by use of audit all operational areas and adherence of service level agreements by the external service providers. Compile Disseminating of audit reports to appropriate management level in order to address identified deficiencies and
Moore Stellenbosch is excited to offer a tax compliance officer opportunity within our esteemed auditing years of work experience in the tax/compliance environment. Minimum level of Education/ Qualifications Required:
Reference: CAW005730-MU-1 Company Service & Compliance Officer - George - Western Cape An accounting growing and looking for a Company Services & Compliance Officer to join their team. Requirements: Proven Proven experience in company services & compliance, especially with CIPC-related tasks Strong organizational annual returns, and updates with CIPC Ensure compliance with South African Corporate Legislation Maintain
Responsibilities:
Administration:
looking for a Company Services & Compliance Officer to join their team.
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
at hearings regarding non-compliance. Strong emotional intelligence and level of adaptability Market Related
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an