a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
BVPD het tans 'n opwindende interne geleentheid vir 'n Voldoenings konsultant om deel te word van hul dinamiese span. Die suksesvolle kandidate sal landboukliënte bystaan met voldoenings aangeleenthede en voorbereiding vir derdeparty-oudits, soos SIZA, WIETA en/of GlobalG.A.P. Help die kliënt met
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within appropriate methodologies Regulatory register maintenance Ensuring compliance is held by staff as well
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within appropriate methodologies Regulatory register maintenance Ensuring compliance is held by staff as well
Cape Town have created a Compliance Officer position to impliment compliance and risk policies and procedures the organisation. Key responsibilities include: Compliance reporting (internal and external) Review planned
Excellent opportunity for a highly experienced Compliance Manager Anti - Money Laundering with vast technical the entire AML / CFT. Implementation of Risk Compliance Monitoring Plans and guidelines on the implementation policies, processes and procedures. To facilitate compliance to policies and strategic objectives through regards to Anti-Money Laundering regulations. COMPLIANCE MANAGER ANTI MONEY LAUNDERING To manage, analyse analyse, and monitor and report on regulatory and international best practice risk indicators, trends, controls
You've been instrumental in setting up a compliance framework within financial services and found your environments and have a strong background in compliance and risk management. What you'll be doing (and procedures, and processes, ensuring adherence to regulatory requirements. You'll review cases, manage breaches information reports. Your ability to navigate complex regulatory landscapes and deliver practical solutions will
services a Legal Compliance Officer to oversee and manage all legal and compliance matters within the Conduct training sessions to educate employees on compliance policies and procedures. Handle all legal matters for and on behalf of the company Manage BBBEE Compliance & audit requirements, in conjunction with and enforce compliance policies and procedures to ensure adherence to legal and regulatory requirements regular audits and assessments to identify areas of compliance vulnerability and develop corrective action plans
Attention all tax compliance professionals Our client, based in Cape Town Claremont, is currently seeking seeking an experienced Tax Compliance Officer to join their team. The ideal candidate should have prior prior experience as a Tax Practitioner or Compliance Officer, with a strong understanding of tax laws and As a Tax Compliance Officer, you will be responsible for ensuring the company's compliance with all tax-related