complaints received from clients • Maintain the key individual / representative register • Ensure compliance
complaints received from clients Maintain the key individual / representative register Ensure compliance
complaints received from clients • Maintain the key individual / representative register • Ensure compliance
complaints received from clients Maintain the key individual / representative register Ensure compliance
qualification) • FAIS Regulatory examination RE1 (Key Individual exam) • FAIS Regulatory exam RE5 (Reps) • Class
qualification) • FAIS Regulatory examination RE1 (Key Individual exam) • FAIS Regulatory exam RE5 (Reps) • Class
and other info from candidate o Arrange for Key Individual sign-off before employment offer. On-boarding what etc. Manage fit and proper status of Key Individuals and Representatives o Create skills register resolution plan. · Succession plan relating to Key Individuals, shareholding, and operations / loss of a key
and other info from candidate o Arrange for Key Individual sign-off before employment offer. On-boarding what etc. Manage fit and proper status of Key Individuals and Representatives o Create skills register resolution plan. · Succession plan relating to Key Individuals, shareholding, and operations / loss of a key
Platforms (PowerBI and/or Tableau) for key customers. The individual must be comfortable working with Big
pricing tools or platforms. Pricing and review key individual accounts: Analyse and pricing of individual