industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards
assessments which establish the effectiveness of compliance and programs in accordance with established standards
assessments which establish the effectiveness of compliance and programs in accordance with established standards
regulatory requirements to mitigate risks and ensure compliance
Minimum Requirements:
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance
Responsibilities:
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans
written and verbal)
Level 4
Keeping track of all equipment taken out of the office Renewing of all employee contracts Making sure employee documents & details are in order Manage office supplies. Assisting with Day to Day queries
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