COMPLIANCE MANAGER
The firm wishes to employ a compliance practitioner with specialist knowledge to oversee and manage the various compliance requirements impacting the firms operations.
RESPONSIBILITIES
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
As a Compliance Specialist, you will be staying ahead of regulations globally, establishing robust controls controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining implement a compliance process in line with generally accepted compliance practice. Implement a compliance monitoring monitoring programme to identify and improve areas of compliance weakness and to ensure that there are adequate regulatory compliance in the Group gets the necessary attention it needs. Develop a Group compliance framework
Nature, Spring, Albert Heijn
Wealth industry is seeking a Compliance Administrator to mitigate risk for the company by ensuring that advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and
Responsibilities:
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans
industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical conduct within assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards
Role:
The role of IT Risk Manager resides in the Governance, Risk and Business Engagement function
responsible for Governance and IT Risk Management.
The IT Risk Manager will be actively involved
management of the IT Risk Management Framework and processes for our client. The IT Risk Manager will be involved
reporting on IT related risks in all the clusters to the Limited Audit & Risk committee.
line Audit assurance and compliance
Risk Assistant Johannesburg
Well-established Professional Services Services client seeks a Risk Assistant with 2-4 years’ experience. Must have research experience and be able Requirements:
Bachelor’s degree
Risk Management experience
Previous experience
Be Involved in all risk management processes, including but not limited to insurance, treasury, audit matters;
Perform risk assessments: Evaluating current risks, analyse impact of risks and identifying potential processes;
Reporting to stakeholders on all risk matters including sustainability, integrated reporting