Intellectual Property is seeking to employ a FICA Compliance Officer with high administrative skills. The successful FICA related environment; 2 years in a FICA Compliance Officer or similar role; MS Office proficiency; Administrative The duties and responsibilities of the FICA Compliance Officer will include, but not be limited to: Verification
of Risk and Compliance The ability to use standard software packages (e.g. Microsoft Office) and to learn
of Risk and Compliance The ability to use standard software packages (e.g. Microsoft Office) and to learn
and private equity is seeking a Legal and Compliance Officer to join their team in Sandton, Gauteng. Responsibilities
Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII
Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are
Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are
Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are
assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are
assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are