Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure regulatory compliance and risk management in the investment sector backed by a solid understanding of FAIS and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor and report in compliance and risk management within the investments sector, with a solid understanding of FAIS, CISCA skills, attention to detail, and proficiency in MS Office suite are essential. What you'll get In addition
opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of will play a key role in supporting the company Investments Regulatory Compliance Manager by, implementation supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable
Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure regulatory compliance and risk management in the investment sector backed by a solid understanding of FAIS and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor and report in compliance and risk management within the investments sector, with a solid understanding of FAIS, CISCA skills, attention to detail, and proficiency in MS Office suite are essential. What you'll get In addition
effectively manage the IT PMO function by ensuring all projects adhere to established governance frameworks, processes include standardizing project execution, providing documentation and guidance on Project Management practices PMP Certification from the Project Management Institute with 4-5 years Project Management experience which monitoring, controlling, and reporting on multiple projects or programs (with teams based in multiple locations) Establish and facilitate Project Governance / Compliance by – Ensure Project Managers (PMs) are consistently
or client relationship management within the investment industry.
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initiatives and networking
NFP014593-Bri-1 Are you passionate about the investment industry and eager to drive growth in a dynamic dynamic and innovative environment? Join a leading investment firm dedicated to providing top-tier financial or client relationship management within the investment industry. If you are interested in this opportunity
Choice High performing boutique Investment firm. Description Investment Analyst Attractive market related successful boutique investment firm have an excellent opportunity for an Investment Analyst. Join this Write monthly / quarterly sector review reports Investment committee reports Support new business development