Tax and Risk and Compliance. Not only does our client offer a great working environment, and opportunities 4 firm Financial Services experience is advantageous Excellent communication, client and people management
My client, a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for advisors are providing suitable advice to clients, according to client needs and risk appetite; ensuring that Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund Para-planners with pre-checking and training on Client Advice Records Assisting terms of business with various Product Providers Assisting re-allocation of clients when a Private Wealth Manager resigns Assisting
My client, a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for advisors are providing suitable advice to clients, according to client needs and risk appetite; ensuring that Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund Para-planners with pre-checking and training on Client Advice Records Assisting terms of business with various Product Providers Assisting re-allocation of clients when a Private Wealth Manager resigns Assisting
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements: Equity designated opportunity, in line with our clients EE requirements. Please note that if you have not
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer looking for, then we want to hear from you Our client is looking for high-performing candidates with Equity designated opportunity, in line with our clients EE requirements. Please note that if you have not
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer looking for, then we want to hear from you Our client is looking for high-performing candidates with Equity designated opportunity, in line with our clients EE requirements. Please note that if you have not
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements: Equity designated opportunity, in line with our clients EE requirements. Please note that if you have not
My client who is a leader in the Wealth industry is seeking a Compliance Officer to join their team to Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund compliance with regulatory changes such as the Treating Clients Fairly, Risk Management Policy Complaints management
My client who is a leader in the Wealth industry is seeking a Compliance Officer to join their team to Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund compliance with regulatory changes such as the Treating Clients Fairly, Risk Management Policy Complaints management
My client, a leading cloud-based accounting firm, is offering an exciting opportunity for a young and your CV today Responsibilities: Build and manage client relationships and ensure compliance Supervise bookkeeping bookkeeping function Plan and manage all client deliverables i.e. all inter-functional activities Complete outsourced accounting and bookkeeping functions for clients Prepare and submit tax returns, provisional tax