recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term and stockbroking). Responsibilities: Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term and stockbroking). Responsibilities: Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit
role ensures accurate financial reporting in compliance with GAAP or IFRS. You will have excellent management external and internal auditors Manage Governance and Compliance Oversee performance management of finance staff and income tax computation Ensure tax and legal Compliance Requirements: Qualified Chartered Accountant/CIMA
the business-wide Anti-Money Laundering (AML) Compliance remediation process Collection of borrower information institutions Knowledge of KYC and AML requirements and compliance as they pertain to UK, EU, US regulations and
the business-wide Anti-Money Laundering (AML) Compliance remediation process Collection of borrower information institutions Knowledge of KYC and AML requirements and compliance as they pertain to UK, EU, US regulations and
Manager to ensure accurate financial reporting, compliance and to support business decisions, while overseeing
company information with banks Ensure statutory compliance with government agencies Liaise with group legal
company information with banks Ensure statutory compliance with government agencies Liaise with group legal
plans Execute fiduciary responsibilities, ensure compliance with funder and statutory regulations Financial