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Compliance Officer Market Related
Ca Financial Appointments
Ysterplaat
seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing and to educate and train employees on compliance requirements. Your commitment to upholding the highest ethical stakeholders, key individuals, and external compliance officers To identify and brief key individuals and exco regulations Audit support - Provision of compliance requirements for internal and external audits Oversight of ongoing compliance with statutory and regulatory requirements Regular risk assessments and updates to Risk
share this job on whatsappCompliance Officer Ysterplaat
Ca Financial AppointmentsYsterplaat
seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing and to educate and train employees on compliance requirements. Your commitment to upholding the highest ethical stakeholders, key individuals, and external compliance officers To identify and brief key individuals and exco regulations Audit support - Provision of compliance requirements for internal and external audits Oversight of ongoing compliance with statutory and regulatory requirements Regular risk assessments and updates to Risk
Compliance Officer Cape Town
Ca Financial AppointmentsCape Town Region
investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience risk management plans Compliance monitoring as required and within appropriate methodologies Regulatory compliance is held by staff as well as training as required Supporting and ensuring an appropriate compliance Assisting the business with any compliance training as required Consult with business partners on any non-compliance
Compliance Officer Market Related
Ca Financial AppointmentsCape Town Region
investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience risk management plans Compliance monitoring as required and within appropriate methodologies Regulatory compliance is held by staff as well as training as required Supporting and ensuring an appropriate compliance Assisting the business with any compliance training as required Consult with business partners on any non-compliance
Compliance Officer Market Related
Ca Financial AppointmentsSouth Africa
currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and report on compliance audits at Adviser offices Requirements: Relevant qualificatio n such as B Com Law equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Please note if you have not heard from us in 2
Compliance Officer Country View
Ca Financial AppointmentsSouth Africa
currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and report on compliance audits at Adviser offices Requirements: Relevant qualificatio n such as B Com Law equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Please note if you have not heard from us in 2
Compliance Administrator Ysterplaat
Ca Financial AppointmentsYsterplaat
the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company by ensuring the purpose of resolution to investigations Requirements: 5 years Onshore experience in the wealth management Proven ability to meet and understand compliance requirements Please note that if you have not heard from
Compliance Administrator Market Related
Ca Financial AppointmentsYsterplaat
the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company by ensuring the purpose of resolution to investigations Requirements: 5 years Onshore experience in the wealth management Proven ability to meet and understand compliance requirements Please note that if you have not heard from
Treasury Administrator Krigeville
Ca Financial AppointmentsSouth Africa
One of our JSE listed clients seek a Treasury Administrator to join their team. This role will work closely advantage of the business Daily transactions administration Daily and monthly market data distribution recons and reporting Assist with FICA process Requirements: Minimum of a completed tertiary qualification Strong base of financial market and Cat1 products required Excellent relationship building skills High attention
Treasury Administrator Market Related
Ca Financial AppointmentsSouth Africa
One of our JSE listed clients seek a Treasury Administrator to join their team. This role will work closely advantage of the business Daily transactions administration Daily and monthly market data distribution recons and reporting Assist with FICA process Requirements: Minimum of a completed tertiary qualification Strong base of financial market and Cat1 products required Excellent relationship building skills High attention
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