in the Wealth industry is seeking a Compliance Officer to join their team to oversee the Group Compliance stakeholders, key individuals, and external compliance officers To identify and brief key individuals and exco competency checks according to FSCA regulations Audit support - Provision of compliance requirements for internal and developments and plan for potential changes Support company secretary on agreements and license applications/renewals Certificate, Compliance Officer (recognized qualification) Certifications: First Level Regulatory Examfor
in the Wealth industry is seeking a Compliance Officer to join their team to oversee the Group Compliance stakeholders, key individuals, and external compliance officers To identify and brief key individuals and exco competency checks according to FSCA regulations Audit support - Provision of compliance requirements for internal and developments and plan for potential changes Support company secretary on agreements and license applications/renewals Certificate, Compliance Officer (recognized qualification) Certifications: First Level Regulatory Examfor
investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience held by staff as well as training as required Supporting and ensuring an appropriate compliance culture years' experience in an asset management compliance officer role Registered with FSCA or under supervision supervision as a FAIS Cat2 and/or Cat2A compliance officer Strong base of regulatory knowledge within asset management
investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience held by staff as well as training as required Supporting and ensuring an appropriate compliance culture years' experience in an asset management compliance officer role Registered with FSCA or under supervision supervision as a FAIS Cat2 and/or Cat2A compliance officer Strong base of regulatory knowledge within asset management
currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments Conduct and report on compliance audits at Adviser offices Requirements: Relevant qualificatio n such as B equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Please note if you have not heard from us in 2
currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments Conduct and report on compliance audits at Adviser offices Requirements: Relevant qualificatio n such as B equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Please note if you have not heard from us in 2
Provide routine management information on inventory levels, consumption, and costs Coordinate with Finance Prepare and review tax and vat returns, journal entries, and monthly audit files Assist with fixed assets Syspro experience is essential Proficiency in MS Office and MS Excel A Detailed understanding of inventory
close - Including trial balance-, general ledger-level, as well as transactional processing Responsible regulations with the Compliance Manager`s assistance Support the annual budget preparation Liaise with auditors processes, month-end close, delivering results Supports Finance Projects Requirements: B.Com or equivalent accounts and financial statements Proficiency in MS Office and MS Excel Experience with Xero Project (advantageous)
reports for management and other stakeholders Support strategic planning initiatives by providing financial provide support in budgeting and forecasting processes Conduct ad-hoc financial analysis to support decision-making priorities and deadlines Detail-oriented with a high level of accuracy in financial reporting and analysis
reports for management and other stakeholders Support strategic planning initiatives by providing financial provide support in budgeting and forecasting processes Conduct ad-hoc financial analysis to support decision-making priorities and deadlines Detail-oriented with a high level of accuracy in financial reporting and analysis