Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund providers Maintaining and Administering the Representative Register Maintaining and Administering the Certifications: First Level Regulatory Examfor Representatives (RE5) First Level Regulatory Exam for Key Individuals
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund providers Maintaining and Administering the Representative Register Maintaining and Administering the Certifications: First Level Regulatory Examfor Representatives (RE5) First Level Regulatory Exam for Key Individuals
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund providers Maintaining and Administering the Representative Register Maintaining and Administering the
project costing, and apply IFRS15 principles to all sales transactions before invoicing - Identify financial profitable transactions, provide efficient customer service to financial information users, and handle ad hoc
insurance reporting. Managing and maintaining the sales ledger and ensuring timely payment of debtors Taking update reports on all aged debt and distribute to sales team Escalating potential bad debt accounts to management
insurance reporting. Managing and maintaining the sales ledger and ensuring timely payment of debtors Taking update reports on all aged debt and distribute to sales team Escalating potential bad debt accounts to management
Financial Manager, to join a leading Financial Services company based in Cape Town. The successful person CA(SA) with 2 years experience within the financial services industry. Responsibilities: Responsible for the Minimum of 2 years' experience within the financial services industry Good decision-making skills Please note
post articles experience within the Financial Services sector. Responsibilities Contribute to and promote post articles experience within the financial services industry (preferably in fund management) Strong
Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements:
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer