authorities and coordinate responses to inquiries, audits, and examinations. Keep abreast of changes in regulatory and sector and communicate relevant updates to internal stakeholders. Provide training and education to Collaborate with other departments, such as legal, risk management, and operations, to ensure alignment of compliance the organization. Participate in internal committees and working groups to address compliance-related issues network with industry professionals. Compliance: Manage FAIS Rep register (additions, removals and changes)
authorities and coordinate responses to inquiries, audits, and examinations. Keep abreast of changes in regulatory and sector and communicate relevant updates to internal stakeholders. Provide training and education to Collaborate with other departments, such as legal, risk management, and operations, to ensure alignment of compliance the organization. Participate in internal committees and working groups to address compliance-related issues network with industry professionals. Compliance: Manage FAIS Rep register (additions, removals and changes)