Collaborate with other departments, such as legal, risk management, and operations, to ensure alignment of compliance network with industry professionals. Compliance: Manage FAIS Rep register (additions, removals and changes) Supervise reps where necessary. Rep CPD points Manage the compliance audit process Prepare and present process (new advisors and product providers) Signing of new agreements with product providers Handling of Looks Like: FAIS Compliant No defect in risk management (RI treaty breaches) Retention of client base
Collaborate with other departments, such as legal, risk management, and operations, to ensure alignment of compliance network with industry professionals. Compliance: Manage FAIS Rep register (additions, removals and changes) Supervise reps where necessary. Rep CPD points Manage the compliance audit process Prepare and present process (new advisors and product providers) Signing of new agreements with product providers Handling of Looks Like: FAIS Compliant No defect in risk management (RI treaty breaches) Retention of client base
Honours in Financial Management Sciences OR Postgraduate Diploma in Management Accounting OR equivalent personal appearance Must have excellent time management skills Market related, depending on qualifications and
1: Cumulative Company Tax compliance & Tax Management Services Topic 2: Cumulative Value – added Tax personal appearance Must have excellent time management skills Market related, depending on qualifications and
Our market leader client group is at the forefront of the Transport, Warehousing, and Farming industries
(Finance, Business Science, Economics, Investment Management) - CAPE TOWN BASED. Relocation assistance provided
candidate with a keen interest in investment management/asset management will suit this client.
Please
communication skills, both written and verbal Ability to manage multiple tasks and meet deadlines Strong problem-solving