Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
and to drive quality assurance and compliance adherence in the offices (long- and short-term assurance, you Duties and Responsibilities: • Maintain a compliance framework in collaboration with the relevant stakeholders • Identify potential compliance breaches and investigate compliance irregularities or areas of individual / representative register • Ensure compliance records are up to date • Review and resolve Fit queries • Maintain the compliance procedures and manuals • Conduct and report on compliance audits at financial
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk risk and compliance policies and procedures for the advisory, fiduciary and consulting operations. The risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business
Moore Stellenbosch is excited to offer a tax compliance officer opportunity within our esteemed auditing Experience: Three years of work experience in the tax/compliance environment. Minimum level of Education/ Qualifications
Excellent opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification certification 3 – 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of
Johannesburg is searching for a Compliance Officer Cat II. Maintain a compliance framework in collaboration stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit the compliance procedures and manuals Conduct and report on compliance audits at Adviser offices. Relevant registered and FSCA Compliance Officer In the possession of all appropriate SAIFM Compliance certification
Purpose of the Job: The Compliance Officer will report to the Landscaping Specialist. The primary responsibility responsibility of the Compliance Officer is to ensure that Landscaping Personnel are in full compliance with standard •Ensure that landscaping Personnel are in full compliance with standard Company Policies / Procedures /regulations/HSHEQ
ong> Compliance Officer Team Leader
Location: Claremont offices, Cape
/>Are you a detail-oriented Compliance Officer professional ready to progress into a
leadership position? Or are you a Compliance Officer Team Leader ready to take on a new
new team? Our client is seeking a Compliance Officer Team Leader to join their amazing
Responsibilities:
You will liaise regularly with external compliance officers, manage regulated representatives, assist legislative changes, and provide vital training on compliance-related matters. Identify areas of risk within and monitor that risk Carry out a legislative compliance function, particularly the Pension Funds Act Short Term Insurance Act Liaise with Regulatory Officers, particularly the Financial Services Board Create and compliance manuals to ensure compliance with legislation Maintain a leading-edge compliance framework