system, diarizing correspondence, e nsuring that all FICA documentation is obtained and filed for compliance
system, diarizing correspondence, e nsuring that all FICA documentation is obtained and filed for compliance
f reception duties
appropriate compliance culture Regulatory reporting (FICA, FAIS etc.) Assisting the business with any compliance Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial
appropriate compliance culture Regulatory reporting (FICA, FAIS etc.) Assisting the business with any compliance Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial
& prepare quotations Preparing meeting files, FICA, Applications, etc. Switches Redemptions Monitor
management within Citadel, Management of Stats, inflows, FICA and FAIS and internal relationships • Initiate prospecting
advisory and investment implmemtation records (FIAS and FICA) Review and approval of client onboarding Assist
management within Citadel, Management of Stats, inflows, FICA and FAIS and internal relationships • Initiate prospecting
advisory and investment implmemtation records (FIAS and FICA) Review and approval of client onboarding Assist