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Senior Regulatory Compliance Manager NEW
New World Personnel Consultants
eThekwini
availalble for a Senior Regulatory Compliance Manager based in Durban, Job Purpose Provide advice, guidance • Identify and manage all Regulatory requirements of the Group which includes • Manage the completion establishing effective partnerships to identify and manage compliance regulatory risks. • Develop and maintain business readiness and ongoing compliance risk management. • Contribute to the creation of a compliance and timely reporting on any non-compliance, the management of compliance risks, and the state of compliance
share this job on whatsappSenior Regulatory Compliance Manager Durban NEW
New World Personnel ConsultantseThekwini
availalble for a Senior Regulatory Compliance Manager based in Durban, Job Purpose Provide advice, guidance • Identify and manage all Regulatory requirements of the Group which includes • Manage the completion establishing effective partnerships to identify and manage compliance regulatory risks. • Develop and maintain business readiness and ongoing compliance risk management. • Contribute to the creation of a compliance and timely reporting on any non-compliance, the management of compliance risks, and the state of compliance
Advisor Liaison Consultant - Retail Investments NEW
Durban
with any matter relating to our clients’ products, processes, transactions, web services as well as general service offering.
Responsibilities:
- Manage flow of work items (Instructions, queries, req lve rejections via email or telephonic
- Manage exceptions of internal and external stakeholder
- Log on relevant queries as and when needed
- Manage all inbound calls from IFA’s, their assistants
experience and strong technical knowledge of Linked Products, Local Unit Trusts and Offshore Funds is esse
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