quality assurance and compliance adherence in the offices (long- and short-term assurance, collective investments complaints received from clients • Maintain the key individual / representative register • Ensure compliance report on compliance audits at financial Adviser offices Minimum requirements: • Relevant qualification equivalent • Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance / Financial Planners • Computer literate in MS Office R850 000 PA ctc Client offers Medical Aid and Pension
currently recruiting for a Category II Compliance Officer position. You will overall be responsible for the assurance and compliance adherence in the PSG Adviser offices (long- and short-term assurance, collective investments anywhere in Gauteng Requires own vehicle Traveling to offices up to KZN, Bloemfontein, NW at company expense complaints received from clients • Maintain the key individual / representative register • Ensure compliance Conduct and report on compliance audits at Adviser offices Competencies required: • Interpersonal, communication
quality assurance and compliance adherence in the offices (long- and short-term assurance, collective investments complaints received from clients • Maintain the key individual / representative register • Ensure compliance report on compliance audits at financial Adviser offices Minimum requirements: • Relevant qualification equivalent • Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance / Financial Planners • Computer literate in MS Office R850 000 PA ctc Client offers Medical Aid and Pension
for Representatives (RE5) and (RE1) for Key Individual •CPD Points must be up to date • 5 Years' experience
for Representatives (RE5) and (RE1) for Key Individual •CPD Points must be up to date • 5 Years' experience
currently recruiting for a Category II Compliance Officer position. You will overall be responsible for the assurance and compliance adherence in the PSG Adviser offices (long- and short-term assurance, collective investments anywhere in Gauteng Requires own vehicle Traveling to offices up to KZN, Bloemfontein, NW at company expense complaints received from clients • Maintain the key individual / representative register • Ensure compliance Conduct and report on compliance audits at Adviser offices Competencies required: • Interpersonal, communication
(RE5) 12 CPD (continuous professional development) points Minimum of 3 years' experience in selling short
(RE5) 12 CPD (continuous professional development) points Minimum of 3 years' experience in selling short
(RE5) 12 CPD (continuous professional development) points Minimum of 3 years' experience in selling short
(RE5) 12 CPD (continuous professional development) points Minimum of 3 years' experience in selling short