Excellent opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification certification 3 – 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of
Excellent opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification certification 3 – 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of
to Boards on governance matters and ensuring compliance with statutory and regulatory requirements and and minutes of meetings. Assist the Head of Compliance and Governance in performing secretariat functions companys Health Medical Scheme. Assist the Head: Compliance and Governance by ensuring that Board and Committee uploads done in a timely manner. Assist the Head of Compliance and Governance with co-ordination and project Preparation of Board resolutions. Assist the Head of Compliance and Governance in performing secretariat functions
sectors. Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and minimize the compliance risks identified in business by implementing compliance risk management process assessment, management, monitoring and reporting of compliance risks that are faced by the relevant stakeholder from time to time. Implementation of the Group Compliance Framework as relevant to the applicable Business accurate pertinent compliance reports Project management in support of compliance requirements, implementation
sectors. Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and minimize the compliance risks identified in business by implementing compliance risk management process assessment, management, monitoring and reporting of compliance risks that are faced by the relevant stakeholder from time to time. Implementation of the Group Compliance Framework as relevant to the applicable Business accurate pertinent compliance reports Project management in support of compliance requirements, implementation
risk to drive overall efficiencies, business compliance & ongoing process innovation; Ensure good good governance, risk management & compliance across Policy Services; Anticipate the impact of business all matters entailing legal litigation, or possible legal litigation to legal officer, or in his / her
risk to drive overall efficiencies, business compliance & ongoing process innovation; Ensure good good governance, risk management & compliance across Policy Services; Anticipate the impact of business all matters entailing legal litigation, or possible legal litigation to legal officer, or in his / her
adherence to the company's Risk Management and Compliance Programme (RMCP) in line with section 42 of the Sanctions related matters to the business and Compliance Community including advice on the impact, interpretation appropriate procedures and controls to ensure compliance with this legislation and regulation. Provide Qualifications, Experience required Qualifications Tertiary Legal or Commercial qualifications, with a minimum of
adherence to the company's Risk Management and Compliance Programme (RMCP) in line with section 42 of the Sanctions related matters to the business and Compliance Community including advice on the impact, interpretation appropriate procedures and controls to ensure compliance with this legislation and regulation. Provide Qualifications, Experience required Qualifications Tertiary Legal or Commercial qualifications, with a minimum of
to Boards on governance matters and ensuring compliance with statutory and regulatory requirements and and minutes of meetings. Assist the Head of Compliance and Governance in performing secretariat functions companys Health Medical Scheme. Assist the Head: Compliance and Governance by ensuring that Board and Committee uploads done in a timely manner. Assist the Head of Compliance and Governance with co-ordination and project Preparation of Board resolutions. Assist the Head of Compliance and Governance in performing secretariat functions