in the Wealth industry is seeking a Compliance Officer to join their team to oversee the Group Compliance stakeholders, key individuals, and external compliance officers To identify and brief key individuals and exco required Requirements: Senior Certificate, Compliance Officer (recognized qualification) Certifications: First
in the Wealth industry is seeking a Compliance Officer to join their team to oversee the Group Compliance stakeholders, key individuals, and external compliance officers To identify and brief key individuals and exco required Requirements: Senior Certificate, Compliance Officer (recognized qualification) Certifications: First
investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience years' experience in an asset management compliance officer role Registered with FSCA or under supervision supervision as a FAIS Cat2 and/or Cat2A compliance officer Strong base of regulatory knowledge within asset management
investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience years' experience in an asset management compliance officer role Registered with FSCA or under supervision supervision as a FAIS Cat2 and/or Cat2A compliance officer Strong base of regulatory knowledge within asset management
currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments Conduct and report on compliance audits at Adviser offices Requirements: Relevant qualificatio n such as B equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Please note if you have not heard from us in 2
currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments Conduct and report on compliance audits at Adviser offices Requirements: Relevant qualificatio n such as B equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Please note if you have not heard from us in 2
advantages Researching management track record and history and reviewing annual reports Researching and providing
advantages Researching management track record and history and reviewing annual reports Researching and providing
knowledge at an intermediate level - This is an office based position Please note if you have not heard
cashbook experience Systems Knowledge: Microsoft Office & Syspro experience advantageous Please note