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Administrator Group Legal, Risk Compliance Jobs in Western Cape

Jobs 1-6 of 6

Compliance Officer Market Related

 Ca Financial AppointmentsYsterplaat

where necessary Leading and executing a risk-based AML compliance program to ensure ongoing compliance with Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address Clients Fairly, Risk Management Policy Complaints management Establish a culture of compliance by training


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Compliance Officer Ysterplaat

 Ca Financial AppointmentsYsterplaat

where necessary Leading and executing a risk-based AML compliance program to ensure ongoing compliance with Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address Clients Fairly, Risk Management Policy Complaints management Establish a culture of compliance by training


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Compliance Officer Cape Town

 Ca Financial AppointmentsCape Town Region

Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within


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Compliance Officer Market Related

 Ca Financial AppointmentsCape Town Region

Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within


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Compliance Administrator Ysterplaat

 Ca Financial AppointmentsYsterplaat

My client, a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation


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Compliance Administrator Market Related

 Ca Financial AppointmentsYsterplaat

My client, a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation


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