Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address Treating Clients Fairly, Risk Management Policy Complaints management Establish a culture of compliance
Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address Treating Clients Fairly, Risk Management Policy Complaints management Establish a culture of compliance
quarterly, and annual financial reports for management and other stakeholders Support strategic planning in the preparation of presentations for senior management and board meetings Collaborate with cross-functional and collaboratively in a fast-paced environment, managing multiple priorities and deadlines Detail-oriented
quarterly, and annual financial reports for management and other stakeholders Support strategic planning in the preparation of presentations for senior management and board meetings Collaborate with cross-functional and collaboratively in a fast-paced environment, managing multiple priorities and deadlines Detail-oriented
Month-end journals and reporting Compiling month-end management packs Analyse GL accounts Preparation of monthly detail and accuracy Strong organisational and time management skills Ability to work independently Meticulous