for a Category II Compliance Officer position. Reporting to the Head: Compliance – Distribution, you will the compliance procedures and manuals Conduct and report on compliance audits at Adviser offices Minimum Competencies required: Interpersonal, communication and report writing skills Ability to work independently and
for a Category II Compliance Officer position. Reporting to the Head: Compliance – Distribution, you will the compliance procedures and manuals Conduct and report on compliance audits at Adviser offices Minimum Competencies required: Interpersonal, communication and report writing skills Ability to work independently and