industry is currently looking to employ a Head of Compliance based in Sandton, Johannesburg. A wonderful career (candidates without a relevant degree with extensive compliance experience may be considered). Computer literate Office (required). Experience in a risk, legal or compliance role in a category I or II financial services FAIS Approved Category I and II Compliance Officer (required). Compliance or risk management qualification FICA, TCF, PoPIA. Knowledge and understanding of compliance risk management principles (required). Knowledge
Robert Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining standards. You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
regulations and to drive quality assurance and compliance adherence in the offices (long- and short-term you Duties and Responsibilities: • Maintain a compliance framework in collaboration with the relevant stakeholders • Identify potential compliance breaches and investigate compliance irregularities or areas of individual / representative register • Ensure compliance records are up to date • Review and resolve Fit queries • Maintain the compliance procedures and manuals • Conduct and report on compliance audits at financial
RPO's client is seeking a Head of Finance and Compliance (HFC), a professionally qualified and experienced financial, risk, and compliance functions of the organization, ensuring efficiency, compliance, and effective effective risk management within the Finance and Compliance department. The HFC will apply broad knowledge of support functions including Finance, Risk, and Compliance, and some operational matters. Playing a vital activities of independent auditors. Ensuring audit and compliance issues are resolved. Preparing annual financial
Pre-Compliance Specialist will be responsible for understanding and executing the the compliance behind effective service delivery to clients. The Pre-Compliance Specialist will be responsible for the following: following: • Become an expert in the import and export compliance requirements of specific regions • Managing supplier across our global network • Checking supplier compliance capabilities and costings • Ensuring the timely Pre-Compliance Specialist will be responsible for understanding and executing the the compliance behind
Pre-Compliance Specialist will be responsible for understanding and executing the the compliance behind effective service delivery to clients. The Pre-Compliance Specialist will be responsible for the following: following: • Become an expert in the import and export compliance requirements of specific regions • Managing supplier across our global network • Checking supplier compliance capabilities and costings • Ensuring the timely Pre-Compliance Specialist will be responsible for understanding and executing the the compliance behind
ROLE OVERVIEW The Product Compliance Specialist will be responsible to help meet the ultimate goals of providing accurate Product and Compliance data. The Product Compliance Specialist will be responsible Researching and obtaining an understanding of customs compliance requirements for products shipped by our clients apply compliance requirements to live shipments. • Responsible for keeping our Product Compliance data-base taxes • Become an expert in the import and export compliance requirements of specific regions • Managing supplier
industry is currently looking to employ a Head of Compliance based in Sandton, Johannesburg. A wonderful career (candidates without a relevant degree with extensive compliance experience may be considered). Computer literate Office (required). Experience in a risk, legal or compliance role in a category I or II financial services FAIS Approved Category I and II Compliance Officer (required). Compliance or risk management qualification FICA, TCF, PoPIA. Knowledge and understanding of compliance risk management principles (required). Knowledge
Robert Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining standards. You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
SPECIALIST with exceptional experience within Compliance and Regulatory Risk as well as responsible for for a range of activities within Group Compliance including, planning and execution of monitoring reviews as per the monitoring plan. Our Client's Group Compliance Team requires a senior regulatory monitoring implementation of a combined assurance approach across all Compliance Assurance. The role requires excellent administrative line with the risk management plans to assess compliance against business process and controls. • Key