(candidates without a relevant degree with extensive compliance experience may be considered).
industry is currently looking to employ a Head of Compliance based in Sandton, Johannesburg. A wonderful career (candidates without a relevant degree with extensive compliance experience may be considered). Computer literate Office (required). Experience in a risk, legal or compliance role in a category I or II financial services FAIS Approved Category I and II Compliance Officer (required). Compliance or risk management qualification FICA, TCF, PoPIA. Knowledge and understanding of compliance risk management principles (required). Knowledge
Robert Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining standards. You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
industry is currently looking to employ a Head of Compliance based in Sandton, Johannesburg. A wonderful career (candidates without a relevant degree with extensive compliance experience may be considered). Computer literate Office (required). Experience in a risk, legal or compliance role in a category I or II financial services FAIS Approved Category I and II Compliance Officer (required). Compliance or risk management qualification FICA, TCF, PoPIA. Knowledge and understanding of compliance risk management principles (required). Knowledge
Robert Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining standards. You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
SPECIALIST with exceptional experience within Compliance and Regulatory Risk as well as responsible for for a range of activities within Group Compliance including, planning and execution of monitoring reviews as per the monitoring plan. Our Client's Group Compliance Team requires a senior regulatory monitoring implementation of a combined assurance approach across all Compliance Assurance. The role requires excellent administrative line with the risk management plans to assess compliance against business process and controls. • Key
SPECIALIST with exceptional experience within Compliance and Regulatory Risk as well as responsible for for a range of activities within Group Compliance including, planning and execution of monitoring reviews as per the monitoring plan. Our Client's Group Compliance Team requires a senior regulatory monitoring implementation of a combined assurance approach across all Compliance Assurance. The role requires excellent administrative line with the risk management plans to assess compliance against business process and controls. • Key
servicing and any other requirements; Ensuring that compliance documentation and Financial Needs Analysis (FNA)accompany and further that the Compliance is completed correctly; Ensuring that all Compliance documentation is loaded loaded on X-plan for the Internal Compliance Officer as well that all FNA's are attached to Xplan on a
servicing and any other requirements; Ensuring that compliance documentation and Financial Needs Analysis (FNA)accompany and further that the Compliance is completed correctly; Ensuring that all Compliance documentation is loaded loaded on X-plan for the Internal Compliance Officer as well that all FNA's are attached to Xplan on a