COMPLIANCE MANAGER
The firm wishes to employ a compliance practitioner with RESPONSIBILITIES
d) Perform compliance audits
BComm Degree CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the insurance and investment space Package negotiable on candidate's experience. PLEASE NOTE: Only suitably qualified candidates will be contacted
3+ Years experience as a Farm Manager or Compliance Manager
looking to recruit a qualified and experienced Compliance Manager to join their ever-growing Compliance Department risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management and Compliance (RMCP) program Plan and execute compliance reviews Draft reports Manage areas of critical non-compliance
dealings and investigate compliance-related issues, or breaches
Description Vacancy Alert Finance & Compliance Manager Midrand This company in Midrand is looking looking for a Finance & Compliance Manager to join their team Requirements • Minimum of 5 years in a Financial
BComm Degree CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the insurance and investment space Package negotiable on candidate's experience. PLEASE NOTE: Only suitably qualified candidates will be contacted
client is looking to employ a Senior Compliance Regulatory Manager RESPONSIBILITIES Identify/manage all
Specific Duties & Responsibilities:
Regular/Routine:
opportunity for an External Reporting & Compliance Manager Are you ready to lead and inspire in a pivotal