Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
assessments which establish the effectiveness of compliance and programs in accordance with established standards
assessments which establish the effectiveness of compliance and programs in accordance with established standards
regulatory requirements to mitigate risks and ensure compliance
Minimum Requirements:
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance
Responsibilities:
written and verbal)
Level 4
completed Accounting or Auditing articles to join the Compliance and Risk Team at my client, based in the Southern
key responsibilities will include:
Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
have a position for an HR, Payroll & Compliance Officer based in the Pietermaritzburg area. Providing application and monitoring of disciplinary action and compliance to either company procedure or Code of Good Practice to labour legislation •Advanced PC skills – MS Office – particularly in Excel (Formulas/Filtering/Pivot