Compliance Jobs in Cape Town - Page 4
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Compliance Officer - Cat I,ii - Investments Neg
Ba Personnel
Cape Town Region
Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management Regulations. Perform compliance monitoring to fulfil the requirements of the Compliance Monitoring Plan,
share this job on whatsappCompliance Officer Western Cape (cape Town)
Ba PersonnelCape Town Region
Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management Regulations. Perform compliance monitoring to fulfil the requirements of the Compliance Monitoring Plan,
Ref No: 3219 - Compliance Pharmacist R780k Ctc Per Annum
Express Employment Professionals Sa Head OfficeSouth Africa
R780k CTC per annum pharmaceutical company is looking to employ a Compliance Pharmacist in the Western Cape. - To ensure that University - 8 to 10 years experience - Regulatory / Compliance experience an advantage - Previous RP experience
Compliance Officer Team Lead From 30000 To 30000 (ctc) - Monthly
ArvoClaremont
From 30000 to 30000 (Ctc) - Monthly Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : Full-time About the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team Key Responsibilities : Oversee and manage the compliance team to ensure adherence to regulatory requirements
Compliance Monitoring Officer (jb4498) R450 000 - R500 000 NEW
Kontak RecruitmentCape Town Region
R450 000 - R500 000 Compliance Monitoring Officer (JB4498) Woodstock, Cape Town (Office Based) R450 000 - R500 000 CTC per Performance-Based Bonus Permanent Utilize your law degree and compliance expertise to develop and implement monitoring Postgraduate qualification in compliance or relevant certification (e.g., Certified Compliance Professional) is advantageous experience in compliance or risk management. 1 or more years of experience specific to FAIS compliance. Solid operations. Duties and Responsibilities: Ensure compliance with Registrar requirements under section 8(1)(a)
Compliance Specialist Team Leader - Legal - Cape Town[ref Id: L53wy375] Market Related
Agc RecruitmentSouth Africa
consultancy company specialising in Strategic Compliance, Legal and Risk Management, emphasising driving Role Overview As a Compliance Team Leader, you will oversee a team of compliance officers and ensure The Compliance Team Leader will work closely with the Chief Operation Officer and the Compliance Specialist the Compliance Specialist team on day-to-day activities. 70-80% spent in the role of a Compliance Officer our clients with compliance and legal requirements. Audit and Review of compliance processes including
Compliance Officer - Investment Industry (experienced Candidates Or Candidates With Completed Accounting Articles Welcome To Apply) Market Related
Pss RecruitmentSouth Africa
Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes required o FSP license changes as needed • Compliance monitoring: o Review of client advisory and investment
Specialist Team Leader Cape Town
Agc RecruitmentSouth Africa
consultancy company specialising in Strategic Compliance, Legal and Risk Management, emphasising driving Role Overview As a Compliance Team Leader, you will oversee a team of compliance officers and ensure The Compliance Team Leader will work closely with the Chief Operation Officer and the Compliance Specialist the Compliance Specialist team on day-to-day activities. 70-80% spent in the role of a Compliance Officer our clients with compliance and legal requirements. Audit and Review of compliance processes including
Team Lead Claremont, South Africa
ArvoClaremont
From 30000 to 30000 (Ctc) - Monthly Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : Full-time About the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team Key Responsibilities : Oversee and manage the compliance team to ensure adherence to regulatory requirements
Risk Associate Cape Town
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you Is this you? You've gained solid experience in compliance and have a passion for regulatory excellence in Risk & Compliance, you'll play a pivotal role in ensuring regulatory compliance across various as the FAIS Compliance Officer for local and foreign FSPs to maintaining risk and compliance policies and strategic guidance, and drive initiatives to enhance compliance effectiveness. Every day presents new challenges
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