REGULATORY PROMOTIONAL MATERIAL & MARKETING COMPLIANCE MANAGER REQUIREMENTS: MUST have strong Promotional Material Compliance Approval experience. Marketing Code & authorities' knowledge. ETHICAL MANAGER -REQUIREMENTS: audits to ensure general compliance across all business sectors and manage the implementation of any
day-to-day compliance with relevant legislations and regulations associated with Asset Management / Wealth
Compliance who is responsible for Risk & Compliance management
Key responsibilities include: company
Develop, complete and maintain Compliance Risk Management Plans (CRMPs) to respond to regulatory
Report to all stakeholders on risk & compliance management, as and when required.
Overall assisting
management of the compliance strategy, framework and plans (including crisis management plans)
in
roll out and management of risk & compliance management technology /systems to all business units
Relationship Management
Regulatory and Compliance Management
Risk Management
Asset Management
Travel
to):
Credit Risk Management
Portfolio Compliance Management
Financial Management
Stakeholder
company specialising in Strategic Compliance, Legal and Risk Management, emphasising driving international activities. 70-80% spent in the role of a Compliance Officer Manage and support our clients with compliance and Review of compliance processes including but not limited to credit risk management issues. Support Preparing and drafting Monthly Compliance & Risk Reports - Approval by Management Reviewing and drafting admitted attorney. Proven experience in compliance management, preferably in a leadership role. Strong
company specialising in Strategic Compliance, Legal and Risk Management, emphasising driving international activities. 70-80% spent in the role of a Compliance Officer Manage and support our clients with compliance and Review of compliance processes including but not limited to credit risk management issues. Support Preparing and drafting Monthly Compliance & Risk Reports - Approval by Management Reviewing and drafting admitted attorney. Proven experience in compliance management, preferably in a leadership role. Strong
currently on the lookout for a Finance and Compliance Manager to join their team in Gauteng. Minimum Requirements:
Management Credit Risk Management Portfolio Compliance Management Financial Management Stakeholder Management