industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards
assessments which establish the effectiveness of compliance and programs in accordance with established standards
assessments which establish the effectiveness of compliance and programs in accordance with established standards
regulatory requirements to mitigate risks and ensure compliance
Minimum Requirements:
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance
Responsibilities:
written and verbal)
Level 4
Walters South Africa What you'll do: As a Compliance Officer, you will play a pivotal role in maintaining You will liaise regularly with external compliance officers, manage regulated representatives, assist vital training on compliance-related matters. Your role will also involve running compliance-related projects assisting with website compliance. Your commitment to upholding high standards of compliance will contribute organisation. Liaise with external compliance officers on all compliance matters. Assist with Regulatory
Keeping track of all equipment taken out of the office Renewing of all employee contracts Making sure employee documents & details are in order Manage office supplies. Assisting with Day to Day queries
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