Compliance Officer Cat Ii R850 000 Tc Pa

 Ikusasa Recruitment Group

South Africa

 R850 000 TC PA

regulations and to drive quality assurance and compliance adherence in the offices (long- and short-term you Duties and Responsibilities: • Maintain a compliance framework in collaboration with the relevant stakeholders • Identify potential compliance breaches and investigate compliance irregularities or areas of individual / representative register • Ensure compliance records are up to date • Review and resolve Fit queries • Maintain the compliance procedures and manuals • Conduct and report on compliance audits at financial

 share this job on whatsapp

Compliance Guidance Officer: Umbrella Funds, Investment And Cat Iii Experience Neg

 Ba Personnel

Sandton

sectors. Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and minimize the compliance risks identified in business by implementing compliance risk management process assessment, management, monitoring and reporting of compliance risks that are faced by the relevant stakeholder from time to time. Implementation of the Group Compliance Framework as relevant to the applicable Business accurate pertinent compliance reports Project management in support of compliance requirements, implementation

 share this job on whatsapp

Compliance Officer Team Lead From 30000 To 30000 (ctc) - Monthly

 Arvo

Claremont

 From 30000 to 30000 (Ctc) - Monthly

Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : Full-time About the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team this role, you will ensure our operations meet legal standards while guiding and inspiring your team

 share this job on whatsapp

Compliance Manager - Fin Services / Banking From 800000 To 860000 (ctc) - Yearly

 Isilumko Staffing

North Johannesburg

 From 800000 to 860000 (Ctc) - Yearly

Introduction Large co Description Compliance Management Strategic and Operational level - Risk Management implementation implementation Implement, drive and manage compliance Legal / Risk / Compliance degree. CISA Membership an advantage advantage. 3-5 Years in a Compliance environment Managing a team Financial operations, regulations and agreements or AML compliance officer experience SOX and Insurance Compliance experience Profile Compliance Management Operational level - Risk Management implementation. Implement, drive and manage compliance Legal / Risk /

 share this job on whatsapp

Compliance Officer R 360 000 - 420 000 Annum

 Sisol Recruitment

Kempton Park

 R 360 000 - 420 000 Annum

Audit Management Approved Audit Plan. Audits conducted. Number of findings. Audit schedule. Audit reports. Closed audit. Monthly audit reports. Document Management and Control IQSMS audit report. System user access audit report. Management Reporting Monthly report. Auditing Skills Ability to apply a

 share this job on whatsapp

Compliance Operations Officer - 12 Month Fixed Term Contract

 Armstrong Appointments

eThekwini

CORE PURPOSE OF THE JOB To accurately check, verify and update customers on an ongoing basis in terms of regulations taking into consideration FICA and on boarding requirements as required by the Bank's documented policies and procedures. To provide excellent service to Branches and Customers. MAIN

 share this job on whatsapp

Compliance Monitoring Officer (jb4498) R450 000 - R500 000

 Kontak Recruitment

Cape Town Region

 R450 000 - R500 000

Compliance Monitoring Officer (JB4498) Woodstock, Cape Town (Office Based) R450 000 - R500 000 CTC per Performance-Based Bonus Permanent Utilize your law degree and compliance expertise to develop and implement monitoring Postgraduate qualification in compliance or relevant certification (e.g., Certified Compliance Professional) is advantageous experience in compliance or risk management. 1 or more years of experience specific to FAIS compliance. Solid operations. Duties and Responsibilities: Ensure compliance with Registrar requirements under section 8(1)(a)

 share this job on whatsapp

Compliance Operations Officer (12-month Fixed Term Contract) - Sscoo

Durban

 R144 000.00

CORE PURPOSE OF THE JOB

To accurately check, verify and update customers on an ongoing basis in terms of regulations taking into consideration FICA and on boarding requirements as required by the Banks documented policies and procedures. To provide excellent servi

 share this job on whatsapp

Compliance Officer/analyst - Investment Industry (experienced Candidates) Market Related NEW

 Pss Recruitment

South Africa

Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes required o FSP license changes as needed • Compliance monitoring: o Review of client advisory and investment

 share this job on whatsapp

Senior Regulatory And Compliance Specialist - Monitoring Focus Aml, Fatca, Conduct, Popia NEW

 Losika Consulting

Sandton

SPECIALIST with exceptional experience within Compliance and Regulatory Risk as well as responsible for for a range of activities within Group Compliance including, planning and execution of monitoring reviews as per the monitoring plan. Our Client's Group Compliance Team requires a senior regulatory monitoring implementation of a combined assurance approach across all Compliance Assurance. The role requires excellent administrative line with the risk management plans to assess compliance against business process and controls. • Key

 share this job on whatsapp