Compliance Jobs in Cape Town
- Cape Town Region (8)
- Ysterplaat (3)
- Green Point (1)
- Woodstock (1)
Ca Financial Appointments
- Last 7 days (6)
- Last 3 days (5)
Compliance Administrator Ysterplaat NEW
Ca Financial Appointments
Ysterplaat
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
share this job on whatsappCompliance Administrator Market Related NEW
Ca Financial AppointmentsYsterplaat
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
Compliance Officer Market Related NEW
Ca Financial AppointmentsCape Town Region
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within methodologies Regulatory register maintenance Ensuring compliance is held by staff as well as training as required
Compliance Officer Cape Town NEW
Ca Financial AppointmentsCape Town Region
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within methodologies Regulatory register maintenance Ensuring compliance is held by staff as well as training as required
Corporate Administrator Cape Town NEW
Ca Financial AppointmentsCape Town Region
ensure the Group VAT compliance is adhered to and provide support with tax compliance functions within the applicable Provide support with the general tax compliance functions within the tax department Prepare and advantageous, showcasing specialized knowledge in VAT compliance and procedures Minimum of years of experience
Risk Lead Green Point
Ca Financial AppointmentsGreen Point
checks - Assess and document all risks of non-compliance and complimentary manual controls to minimise and participation in the assessment of ethics, compliance and commercial risks - Project management skills
Client Onboarding Manager Cape Town
Ca Financial AppointmentsCape Town Region
Liaising internally with teams such as Legal, Compliance, Investment Operations, Client Operations, Finance set-up of client portfolios Work alongside the Compliance department to ensure that all regulatory obligations
Client Onboarding Manager Market Related
Ca Financial AppointmentsCape Town Region
Liaising internally with teams such as Legal, Compliance, Investment Operations, Client Operations, Finance set-up of client portfolios Work alongside the Compliance department to ensure that all regulatory obligations
Company Accountant And Finance Manager Woodstock
Ca Financial AppointmentsWoodstock
of financial systems to ensure efficiency and compliance Coordinate with auditors for the year-end audit foreign imports, including cost calculations and compliance with banking regulations Requirements: Diploma
Financial Manager Cape Town
Ca Financial AppointmentsCape Town Region
forecasts, and annual financial statements Ensure compliance with internal processes and controls, as well audits and good codes of practice Ensure tax compliance and liaise with the tax authority Provide assistance
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