Compliance Officer Jobs in South Africa
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Business Enablement: Advice And Compliance Review Sandton
Catch Recruit
Sandton
assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are
share this job on whatsappSandton
Catch RecruitSandton
assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are
Paraplanner Durban
Catch RecruitDurban
proposition to clients. Be present in all compliance officer meetings with your Financial Planning Partner(s) Partner(s). Address all remedial actions from the compliance officer timeously. Operational support for Portfolio
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