Required Qualifications and Experience:
financial services company is currently seeking a Key Individual. This role involves managing and supervising
Representatives
- Regulatory Examination Level 1: Key Individual (Advantage)
Experience
risk management and governance of the client • Key individual–; management oversight of the sales activities examination for Representatives (RE5) and (RE1) for Key Individual • 12 CPD (continuous professional development)
risk management and governance of the client • Key individual–; management oversight of the sales activities examination for Representatives (RE5) and (RE1) for Key Individual • 12 CPD (continuous professional development)
Proper in terms of FAIS legislation RE1 (for key individuals) & RE5 (for Representatives) Relevant class
Proper in terms of FAIS legislation RE1 (for key individuals) & RE5 (for Representatives) Relevant class
Proper in terms of FAIS legislation RE1 (for key individuals) & RE5 (for Representatives) Relevant class
Proper in terms of FAIS legislation RE1 (for key individuals) & RE5 (for Representatives) Relevant class
examination for Representatives (RE5) and (RE1) for Key Individual If you are registered for one Class of Business